Monday, October 6, 2014

Right tool for a Blueprint

Driving Question:
More data coming from different sources makes information management difficult. How can the health sector manage the increasing volumes of information but enable its effective processing in support of decision making?

Assignment:
Pretend you are the Chief Information Officer of the Department of Health. Which of the four major enterprise architecture frameworks will you choose to manage the information coming in from regional health units and DOH hospitals? Why? Write a blog post on your answer.

The four frameworks are evidences of man striving to find ways to improve the flow of things through creating frameworks and methodologies. The article of Roger Sessions: A Comparison of the Top Four Enterprise-Architecture Methodologies describes these frameworks (and methodologies) and inspected their effectiveness (disclaimed as subjective). The top four frameworks were critically analyzed and were somewhat graded. Not basing from the scores that each one got, I’ve chosen TOGAF (The Open Group Enterprise Architecture) to answer this week’s assignment.

Let me enumerate the reasons for the selection:

1. It tackles four categories of enterprise architecture that we need. These major categories guide us to create a Holistic approach to a given situation.
Image from:http://msdn.microsoft.com/en-us/library/bb466232.aspx

a. Business architecture Describes the processes the business uses to meet its goals
b. Application architecture- Describes how specific applications are designed and how they interact with each other
c. Data architecture- Describes how the enterprise data stores are organized and accessed
d. Technical architecture- Describes the hardware and software infrastructure that supports applications and their interactions 

2. It has a complete process from conception to finishing point. What really attracted me to the Framework is the ADM. For it being a “cycle” presents endless possibilities for solutions.

To illustrate the TOGAF’s efficiency, let us find a solution to one of the CIO’s problems: The interoperability of government rural health units and hospitals for easy consolidation of reports. These reports should be processed for decision support. And for decision making to be more justifiable and effective, one should have a quality data for analysis.

TOGAF’s ADM (Architecture Development Management) recommends dividing the process into 8 phases after frameworks and principles are primed. Let me merge the problem (interoperability) to the ADM.  
Image source: http://pubs.opengroup.org/architecture/togaf9-doc/arch/chap02.html

Framework and Principle-Initiatives should be first primed before anything else. As the CIO, it is my duty to ensure that everyone’s on board and is willing to cooperate to have the problem solved. Let us say that the best solution is to have a new Central Information System that will consolidate health data and is interoperable to the existing EHR’s deployed by the government and various sectors. A committee will then be formed to analyze the current situation of the information management in the Philippines. The key elements and leaders will be oriented to the framework as suggested.   

Phase A (Architecture Vision)- Key players and representatives (leaders) of each unit will be then identified. As the CIO, I’ll make sure that everyone understands the objectives and will lead them to a common goal: Interoperability for a good quality data. The majority will then decide on what interoperability standards to be used based on each setting and environment. Together, bottlenecks and roadblocks will be identified at the early stage to institute timeliness and accuracy. The baseline and specified targets should be established.

Some of the examples of roadblocks would be, platforms to be used, timeline of development, relay mechanisms, security and confidentiality, validation of data etc.

Setting the baseline and target examples would be, reiterating what data is really needed to minimize redundancies that may cause doubled workload not just centrally but also to peripheral units. Let’s say for this one, we just need to focus on mortality and morbidity.

Phase B (Business Vision)-The important part of this phase is the detailing of baseline and target business objectives. It defines the processes and transactions down to the grassroots. For example, data flow transactions are graphically describe as follows: Patient àPrimary Health worker à MHO (Municipal Health Office)àPHO (Provincial Health Office)àDOH Regional Office. All the processes in between will have their descriptions for its smooth course.  All the stakeholders (like the patient and health worker) in between transactions will also be identified. In this stage the “What is it for me?” question will be answered. Business arising from the problem should be addressed.
  
Phase C (Information systems architecture)- From the identified processes, responsibilities, roles and privileges, the Central Information System will be designed. But thorough risk and gap analysis should be performed first. Stakeholder consultancy should also be considered. The identified baseline and target in Phase A should be embedded in the planning and design of automation. The key players (implementers) should begin to redesign or comply with the agreed standards.

Phase D (Technology architecture)- The backbone and platform should be planned. The committee and key elements will decide or present solutions if there are no laid out plans yet. For the problem, let’s say the Government decides to put up its own telecommunications network and database. The committee will tap these resources and ask the Government to provide internet to all units, from the primary level going to the national level. The committee also ponders that it will be best if it will have its own database hooked up to the Government’s database for easier management and have lower risk of security breaches.      
  
Phase E (Opportunities and solutions)- The committee will then identify how this would be implemented to the key units. Identify what sub-transactions will be undertaken by each unit. Identify the incentives that will be created when these transactions will be performed. For example, when government primary care level units provides an NCD mortality list electronically of 4P’s beneficiaries, the unit will receive capitation from Philhealth and DSWD. This would somehow encourage compliance in the primary level alone.

Phase F (Migration Planning)- The key units will try the new Information but will be subjective to cost-benefit analysis. As for the description, migration performed from the old system to the new. Feasibility of the new method will be tested in small scale before the bigger scale roll out.
  
Phase G (Implementation Governance)- From the migration planning, specifications of each transaction and sub-transactions will be reviewed and created. The new method’s risk and issues will be further identified. Acceptance level of each user will also be assessed.

Phase F (Architecture Change Management)- based from the risk and issues identified, the committee will have the chance to modify the plans and re-establish the design. The cycle will continue until main goal of interoperability to have an accurate Morbidity and Mortality reports consolidation is reached.  

3. Reviewing the four major frameworks, TOGAF is highly modifiable to fit to the Philippine setting. For example,   

“Phase G (Implementation Governance)- From the migration planning, specifications of each transaction and sub-transactions will be reviewed and created. The new method’s risk and issues will be further identified. Acceptance level of each user will also be assessed.”

We can set Phase G for sustainability planning instead of implementation governance. Risk analysis and acceptance criteria can be tackled in Phase F.

4. Still in modifiability characteristics of TOGAF, even though there are little documents for templates. It has guidelines for input and output. From here we are not limited to create our own given the condition that it coincides with the guidelines. Characterized as generic, this is a good opportunity for us to have a best fit to a framework that is not created for a particular group or enterprise.


To summarize, the best way to manage complex data coming from various sectors and source is to have an organized system that is managed and maintained by an enterprise architecture framework that guides the key elements in every stage or phase. TOGAF stands out in terms of flexibility and architectural design making it suitable to the national eHealth initiatives of the Philippines.



References:
1. Sessions R. A Comparison of the Top Four Enterprise-Architecture Methodologies
2. Enterprise Architecture (EA) and the Health Metrics Network (HMN) Framework: A Federated Approach for Interoperability
3. TOGAF® 9.1 > Part I: Introduction > Core Concepts
4.The Zachman Framework For Enterprise Architecture: Primer for
Enterprise Engineering and Manufacturing
5. Canlas RD Jr. PHIS: The Philippines Health Information System - Critical Challenges and Solutions

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